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Jonathan Katz
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#	Item
201	April 29, 2004 Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, NW Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-05-05 10:39:24 Economy of the United States Public Company Accounting Oversight Board United States corporate law Sarbanes–Oxley Act Audit American Institute of Certified Public Accountants Bill Gradison U.S. Securities and Exchange Commission Accountancy Business Auditing
202	KEYSTONE CAPITAL CORPORATION Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, N.W. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-03-10 13:05:57 Financial regulation Corporate crime U.S. Securities and Exchange Commission Finance Municipal Securities Rulemaking Board Securities Investor Protection Corporation Registered representative Fifth Amendment to the United States Constitution Financial Industry Regulatory Authority United States securities law Self-regulatory organizations Financial economics
203	April 13, 2004 BY E-MAIL AND CERTIFIED MAIL Mr. Jonathan G. Katz Securities and Exchange Commission 450 Fifth Street, N.W. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-04-13 14:35:43 Finance Stock market Financial regulation Short selling Payment for order flow Internalization Order Futures contract Best execution Financial economics Investment Financial markets
204	Jonathan Katz, Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C[removed]RE: Concept Release Securities Transactions Settlement Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-06-17 12:28:35 Finance Self-regulatory organizations Central Securities Depositories Depository Trust & Clearing Corporation Settlement Financial Information eXchange Securities Financial economics Financial system
205	June 15, 2004 Mr. Jonathan G. Katz, Secretary U.S. Securities and Exchange Commission 450 Fifth Street, NW Washington, DC[removed]File No. S7-13-04 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-06-17 12:28:58 Economics Financial economics Securities Security Stock market Securities Exchange Act Dematerialization Investment U.S. Securities and Exchange Commission United States securities law 73rd United States Congress United States Securities and Exchange Commission
206	November 25, 2005 VIA EMAIL ([removed]) Jonathan G. Katz, Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-11-29 16:16:18 Money Soft dollar Brokerage firm Short Financial adviser Investment Technology Group Prime brokerage Finance Business Financial economics
207	June 13, 2004 Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, NW Washington, DC[removed]. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-06-23 12:26:47 Straight-through processing Business MDDL Security Software and Information Industry Association Reference data Society for Worldwide Interbank Financial Telecommunication Financial markets Finance Market data
208	JUN[removed]OVERNIGHT MAIL June 14,2004 Jonathan G. Katz, Secretary United States Securities and Exchange Commission Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-06-16 14:19:30 Securities Financial markets Stock market Payment systems Security Dematerialization Depository Trust & Clearing Corporation Demat account Securities Exchange Act Financial economics Financial system Finance
209	April 16, 2004 Mr. Jonathan G. Katz Secretary U.S. Securities & Exchange Commission 450 5th St NW Washington, DC 20549 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-04-19 09:22:19 Stock market Finance Mathematical finance Market maker Payment for order flow Chicago Board Options Exchange Order Algorithmic trading Best execution Financial markets Financial economics Investment
210	February 14,2002 Jonathan Katz, Secretary Securities and Exchange Commission 450 Fifth Street, NW Washington, DC[removed]Re: Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-02-28 16:42:03 Financial services Collective investment schemes Exchange-traded funds Mutual fund Closed-end fund Index fund Stock market index Investment Company Institute Active management Financial economics Investment Funds

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